TH
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Thomas Hudson

5 Years of Experience
Sioux Falls, SD
Broker

Thomas Hudson is a registered investment advisor at LPL Financial LLC, based in Sioux Falls, SD, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3500 S 1st Ave Circle Ste 101, Sioux Falls, SD, 57105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas operates under the DBAs Mercury Wealth Partners and HMK Financial Services for his LPL business. He also has a business entity, Hudson Brothers Capital, LLC, for tax/investment purposes since 2021, but it is not investment related.

Employment History
Current Registrations
LPL Financial LLC
March 2024 - Present · 2 yrs 2 mos
LPL Financial LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Securities America Advisors, INC.
March 2021 - April 2024 · 3 yrs 1 mo
Securities America, INC.Broker
November 2020 - April 2024 · 3 yrs 5 mos
Kms Financial Services, INC.Broker
July 2020 - November 2020 · 4 mos
State Registrations13 states
AZCAFLIAILKSMNMTNDNMNVSDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.