Stephen Moore
Stephen Moore is a registered investment advisor at Stone Securities INC., based in Clarks Green, PA, with 45 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 103 clients with $73M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stone Securities charges an annual fee based on the value of your portfolio. The fee ranges from 0.75% to 2.0%, depending on the amount you invest, the type of account, and your investment goals. All fees are negotiable.
Location
281 E. Grove St, Clarks Green, PA, 18411
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2015Customer Dispute
August 2015Customer Dispute
June 2015Other Business ActivitiesSells Insurance
Stephen receives rental income as a building owner, dedicating minimal time. He also spends minimal time on fixed insurance and a non-profit website.
Employment History
Current Registrations
Stone Securities INC.
Leigh Baldwin & CO., LLC
Leigh Baldwin & CO., LLCBroker
Previous Registrations
Huss Services, INC.Broker
Stone Securities, INC
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wheat, First Securities, INC.Broker
Butcher & Singer INC.Broker
Dean Witter Reynolds INC.Broker
First Jersey Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.