Stephen Moore
Stephen Moore is a registered investment advisor at Stone Securities INC., based in Clarks Green, PA, with 45 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 103 clients with $73M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees range from 0.25% to 2.0% depending on asset value, account type, and investment objectives. All fees are negotiable.
Fee Estimator
Location
281 E. Grove St, Clarks Green, PA, 18411
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2015Customer Dispute
August 2015Customer Dispute
June 2015Other Business ActivitiesSells Insurance
Stephen receives rental income as a building owner, dedicating minimal time. He also spends minimal time on fixed insurance and a non-profit website.
Employment History
Current Registrations
Stone Securities INC.
Leigh Baldwin & CO., LLC
Leigh Baldwin & CO., LLCBroker
Previous Registrations
Huss Services, INC.Broker
Stone Securities, INC
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wheat, First Securities, INC.Broker
Butcher & Singer INC.Broker
Dean Witter Reynolds INC.Broker
First Jersey Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.