Cindy Chan is a registered investment advisor, based in Albany, NY, with 6 years of industry experience.
Location
4 Tower Place, Suite 1001, Albany, NY, 12203
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Cindy is a board member of Women@Work, a women's organization, since 2021. She dedicates minimal time to attending board meetings.
Employment History
Current Registrations
Cp Client Solutions LLCBroker
February 2026 - Present · 5 mos
Cerity Partners LLC
September 2025 - Present · 10 mos
Previous Registrations
Graypoint LLC
March 2023 - October 2025 · 2 yrs 7 mos
Goldman Sachs & CO. LLCBroker
January 2021 - January 2023 · 2 yrs
Goldman Sachs Ayco Personal Financial Management
June 2020 - January 2023 · 2 yrs 7 mos
Mercer Allied Company, L.P.Broker
January 2020 - January 2021 · 1 yr
State Registrations1 state
NY
Advisor
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Exams
No exam information available for this advisor.