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Mark Marotta

45 Years of Experience
West Nyack, NY
Broker

Mark Marotta is a registered investment advisor at Raymond James & Associates, INC., based in West Nyack, NY, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1 Crosfield Avenue, Suite 102, West Nyack, NY, 10994

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2015 - Present · 10 yrs 8 mos
Raymond James & Associates, INC.Broker
November 2015 - Present · 10 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1994 - November 2015 · 21 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - November 2015 · 21 yrs 1 mo
Glen Rauch Securities, INC.Broker
March 1991 - November 1994 · 3 yrs 8 mos
Tucker Anthony IncorporatedBroker
December 1985 - March 1991 · 5 yrs 3 mos
Gabriele, Hueglin & Cashman INC.Broker
December 1980 - December 1985 · 5 yrs
State Registrations33 states
AZCACOCTDCDEFLGAILINKSMAMDMEMIMNMONCNHNJNMNVNYOHPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.