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Summer Sawdey

4 Years of Experience
Austin, TX
1 DisclosureBroker

Summer Sawdey is a registered investment advisor, based in Austin, TX, with 4 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2020
Final
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
January 2025 - Present · 1 yr 4 mos
Kestra Advisory Services, LLC
January 2025 - Present · 1 yr 4 mos
Kestra Investment Services, LLC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
LPL Financial LLC
September 2023 - January 2025 · 1 yr 4 mos
Financial Advocates Investment Management
March 2023 - October 2023 · 7 mos
LPL Financial LLCBroker
May 2021 - January 2025 · 3 yrs 8 mos
State Registrations3 states
NJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Summer Sawdey - Financial Advisor | TrueAdvisor