William Richardson
William Richardson is a registered investment advisor, based in Houston, TX, with 34 years of industry experience.
Location
9432 Katy Fwy, #103, Houston, TX, 77055
Get directionsHistory
Regulatory History (7)
Customer Dispute
June 2020Financial
October 2019Customer Dispute
November 2018Customer Dispute
July 2009Customer Dispute
May 2009Customer Dispute
March 2009Customer Dispute
April 2008Other Business ActivitiesSells Insurance
William helps clients invest their assets through Houston Retirement Guy Inc. and Post Oak Capital Group LLC, taking nearly full-time hours. He also sells annuities through Avantax Insurance Agency and/or Avantax Insurance Services, and works as an independent contractor for First Income Advisors, dedicating about half his time to marketing, consulting, sales, and follow-up. William also owns rental property, which requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp, INC.Broker
Investacorp Advisory Services INC
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Jackson National Life Distributors, INC.Broker
Ims Securities, INC.Broker
American Skandia Marketing, INC.Broker
Putnam Mutual Funds CORP.Broker
Adp Broker-Dealer, INC.Broker
Franklin/templeton Distributors, INC.Broker
Cigna Securities, INC.Broker
Hartford Equity Sales Company INC.Broker
Westcap Securities, INC.Broker
Capitol Municipal Securities, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Oppenheimer & CO., INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.