James Boys
James Boys is a registered investment advisor at Ae Wealth Management, LLC, based in Martinsville, IN, with 45 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 111,059 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AE Wealth Management charges a fee based on a percentage of your portfolio for both model portfolio solutions and direct asset management services. This fee is calculated monthly based on the average daily balance of your account and is billed at the end of the month. The specific fee is negotiable and can vary depending on factors such as the type of client, complexity, and the amount invested. The maximum annual fee is 2.5%. The fee includes a portion for AEWM and potentially a portion for the manager of the selected model portfolio. If you are a client of a Third-Party Registered Investment Advisor, they will determine whether AEWM's services are provided on a wrap fee or non-wrap fee basis.
Location
458 S Main St, Martinsville, IN, 46151
Get directionsHistory
Regulatory History (3)
Regulatory
May 2003Customer Dispute
May 2003Employment Separation After Allegations
May 2003Other Business ActivitiesSells Insurance
James is a representative at Boys & Collins Financial Group, engaging in independent insurance sales since 2016. This takes about 10-20% of his time.
Employment History
Current Registrations
Ae Wealth Management, LLC
Previous Registrations
Cfd Investments, INC.Broker
Creative Financial Designs, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Securities Service Network, INC.Broker
Cfd Investments, INC.Broker
Aul Equity Sales CORP.Broker
American United Life Insurance CompanyBroker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Investacorp, INC.Broker
Fsc Securities CorporationBroker
Advantage Capital CorporationBroker
The O.N. Equity Sales CompanyBroker
American Capital Financial Services, INC.Broker
Fsc Securities CorporationBroker
Pw Securities, INC.Broker
William Jennings & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.