Norberto Rivera is a registered investment advisor at Kovack Advisors, INC., based in Ft. Lauderdale, FL, with 5 years of industry experience. Norberto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Norberto is a financial advisor at West Indies Wealth Management, dedicating about half of his time to managing investment portfolios. He also owns Identity Conundrum, LLC, a merchandise company, and PR Compliance Guru, LLC, offering legal, tax, and compliance consulting, dedicating nearly full-time hours to the latter.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
State Registrations3 states
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