SD
SD

Scott Davis

6 Years of Experience
Dallas, TX
Broker

Scott Davis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dallas, TX, with 6 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

8850 Boedeker Dr, Dallas, TX, 75225

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is employed by Comerica Bank. This investment-related activity takes a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Comerica SecuritiesBroker
February 2023 - November 2023 · 9 mos
Comerica Securities
February 2023 - November 2023 · 9 mos
Truist Advisory Services, INC.
February 2021 - March 2023 · 2 yrs 1 mo
Truist Investment Services, INC.Broker
February 2021 - March 2023 · 2 yrs 1 mo
Bb&t Securities, LLC
June 2020 - February 2021 · 8 mos
Bb&t Securities, LLCBroker
March 2020 - February 2021 · 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.