Alex Ukpong is a registered investment advisor, based in Los Angeles, CA, with 5 years of industry experience.
Location
Los Angeles, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citigroup Global Markets INC.
October 2025 - Present · 7 mos
Citigroup Global Markets INC.Broker
October 2025 - Present · 7 mos
Citi Private Alternatives, LLC
October 2025 - Present · 7 mos
Citi Private Alternatives, LLCBroker
October 2025 - Present · 7 mos
Citigroup Global Markets INC.
October 2025 - Present · 7 mos
Previous Registrations
J.P. Morgan Securities LLC
June 2020 - June 2025 · 5 yrs
J.P. Morgan Securities LLCBroker
February 2020 - June 2025 · 5 yrs 4 mos
State Registrations3 states
CACOHI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.