Craig Johnson
Craig Johnson is a registered investment advisor at LPL Financial LLC, based in Westlake Village, CA, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2555 Townsgate Rd Ste 300, Ste. 300, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (12)
Customer Dispute
May 2023Employment Separation After Allegations
March 2015Customer Dispute
August 2011Customer Dispute
November 2001Customer Dispute
August 2000Customer Dispute
January 1997Customer Dispute
October 1993Customer Dispute
August 1993Customer Dispute
February 1993Customer Dispute
January 1993Customer Dispute
December 1992Customer Dispute
July 1992Other Business ActivitiesSells Insurance
Craig is an agent selling accident & health, life, and variable insurance products. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Marketing One Securities, INC.Broker
Prudential Securities IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.