William Martin is a registered investment advisor, based in Plano, TX, with 5 years of industry experience.
Location
7900 Windrose Ave, Plano, TX, 75024
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is a landlord/owner of rental property in Yukon, OK, since 2022. He dedicates minimal time to this activity, and it does not occur during trading hours.
Employment History
Current Registrations
Vanguard Advisers, INC.
February 2022 - Present · 4 yrs 3 mos
Vanguard Marketing CorporationBroker
February 2022 - Present · 4 yrs 3 mos
Vanguard Marketing Corporation
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
August 2021 - January 2022 · 5 mos
Fidelity Brokerage Services LLCBroker
August 2021 - January 2022 · 5 mos
J.P. Morgan Securities LLC
May 2021 - June 2021 · 1 mo
J.P. Morgan Securities LLCBroker
May 2021 - June 2021 · 1 mo
Equitable Advisors, LLC
July 2020 - January 2021 · 6 mos
Equitable Advisors, LLCBroker
February 2020 - January 2021 · 11 mos
State Registrations3 states
AZOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.