Scott Swift
Scott Swift is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Allentown, PA, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
600 Hamilton St, Allentown, PA, 18101
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2009Customer Dispute
December 2008Customer Dispute
April 2005Customer Dispute
February 2000Other Business Activities
Scott is a consultant for his daughter's merchandising business, Swift Merchandising, providing investment direction and oversight without monetary interest. He also serves as POA for his son's LLC account, Threeoneone, LLC, dedicating minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.