SG
SG
Stephen Gitter
45 Years of Experience
Conshohocken, PA
1 DisclosureBroker
Stephen Gitter is a registered investment advisor at Raymond James & Associates, INC., based in Conshohocken, PA, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
300 Conshohocken State Rd, Ste 400, Conshohocken, PA, 19428
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2014Award / Judgment
Other Business Activities
Stephen serves as a trustee for his mother's trust benefiting his nieces and nephew. This investment-related activity requires minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2020 - Present · 5 yrs 9 mos
Raymond James & Associates, INC.
August 2020 - Present · 5 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2009 - August 2020 · 10 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
July 2005 - August 2020 · 15 yrs 1 mo
Morgan Stanley Dw INC.Broker
April 2000 - August 2005 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
May 1989 - April 2000 · 10 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
January 1981 - June 1989 · 8 yrs 5 mos
State Registrations24 states
AZCACOCTDCDEFLGAILMAMDMIMNNCNJNYPARISCTNTXVAVTWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.