Catherine Atsumi is a registered investment advisor, based in Wilmington, NC, with 2 years of industry experience.
Location
Wilmington, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Command Advisory Services
January 2024 - Present · 2 yrs 6 mos
First Command Brokerage Services, INC.Broker
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
Edward JonesBroker
August 2023 - November 2023 · 3 mos
State Registrations1 state
NC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.