SP
SP

Susan Payton

45 Years of Experience
Jericho, NY
Broker

Susan Payton is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Two Jericho Plaza, Jericho, NY, 11753

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Susan has power of attorney in Glen Cove, New York since 2020. This activity is investment-related and takes minimal time.

Employment History
Current Registrations
Morgan Stanley
October 2014 - Present · 11 yrs 9 mos
Morgan StanleyBroker
October 2014 - Present · 11 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - October 2014 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1981 - October 2014 · 33 yrs 9 mos
State Registrations40 states
ALAZCACOCTDCDEFLGAHIIDILKYLAMAMDMEMIMOMSMTNCNDNHNJNVNYOHORPAPRRISCTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Susan Payton - Financial Advisor | TrueAdvisor