AL
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Alexander Lam

4 Years of Experience
Palm Beach, FL
Broker

Alexander Lam is a registered investment advisor at Morgan Stanley, based in Palm Beach, FL, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

450 Royal Palm Way, 5th Floor, Palm Beach, FL, 33480

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander is a partner in Esea Boat Rentals LLC and The Fishing Company, both investment-related businesses located in Lake Worth, Florida. He dedicates a few hours per week outside of business hours to business development and growth for each company.

Employment History
Current Registrations
Morgan StanleyBroker
March 2024 - Present · 2 yrs 2 mos
Morgan Stanley
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2022 - October 2023 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2022 - October 2023 · 1 yr 2 mos
MML Investors Services, LLC
November 2021 - June 2022 · 7 mos
MML Investors Services, LLCBroker
November 2021 - June 2022 · 7 mos
MML Investors Services, LLC
June 2021 - September 2021 · 3 mos
MML Investors Services, LLCBroker
January 2021 - September 2021 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Alexander Lam - Financial Advisor | TrueAdvisor