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Dustin Looper
5 Years of Experience
Bardstown, KY
Broker
Dustin Looper is a registered investment advisor at Cetera Investment Advisers LLC, based in Bardstown, KY, with 5 years of industry experience. Dustin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
100 Kelly Drive, Bardstown, KY, 40004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2022 - Present · 4 yrs 1 mo
Cetera Investment Services LLCBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
March 2021 - October 2021 · 7 mos
BMO Harris Financial Advisors, INC.Broker
June 2020 - March 2021 · 9 mos
State Registrations3 states
CAINKY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.