DP
DP
David Posey
43 Years of Experience
Jacksonville Beach, FL
1 DisclosureBroker
David Posey is a registered investment advisor at Wells Fargo Advisors, based in Jacksonville Beach, FL, with 43 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1525-B the Greens Way, 2nd Floor Suite 200, Jacksonville Beach, FL, 32250
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 1994Final
Employment History
Current Registrations
Wells Fargo Advisors
February 2025 - Present · 1 yr 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Wells Fargo Advisors
May 2003 - April 2024 · 20 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
May 2003 - April 2024 · 20 yrs 11 mos
Prudential Investments LLC
January 2003 - April 2003 · 3 mos
Prudential Investment Management Services LLCBroker
November 2002 - April 2003 · 5 mos
Prudential Securities IncorporatedBroker
January 1981 - April 2002 · 21 yrs 3 mos
State Registrations30 states
AKALAZCACOCTDCDEFLGAILINKYLAMAMDMEMIMNMONCNENHNJNYOHOKORPAPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.