Leonard Nelson
Leonard Nelson is a registered investment advisor at LPL Financial LLC, based in Metairie, LA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Metairie, LA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leonard is an insurance agent selling life, health, disability, long-term care, and fixed annuity products since 2009, dedicating about 10-20% of his time. He also sells and services individual health insurance plans, spending another 10-20% of his time. Additionally, Leonard is a part-time instructor for an online securities exam review course, spending about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Strategic Financial Concepts, LLC
LPL Financial LLC
Mutual Service Corporation
Mutual Service CorporationBroker
American General Securities Incorporated
American General Securities IncorporatedBroker
Crown Capital Securities, L.P.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Signator Investors, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.