David Kaiser
David Kaiser is a registered investment advisor at Osaic Wealth, INC., based in Frederick, MD, with 45 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Frederick, MD
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an ordained minister performing weddings, funerals, and Sunday services. He also sells insurance through Crump and works as an Investment Advisor Representative (IAR) with American Portfolios Advisors in a fee-based business.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
Anderson & Strudwick, Incorporated
Anderson & Strudwick, IncorporatedBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Ferris, Baker Watts, LLC
Ferris, Baker Watts, LLCBroker
Scott & Stringfellow, INC.Broker
Scott & Stringfellow, INC.
Scott & Stringfellow, INC.Broker
Branch, Cabell & CompanyBroker
Branch, Cabell & CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.