David Proffitt is a registered investment advisor, based in Rogers, AR, with 6 years of industry experience.
Location
3614 W Southern Hills Blvd, Suite 101, Rogers, AR, 72758
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is involved with Wilson Coker Wealth Advisors, a DBA support company, since January 2023. This investment-related activity takes nearly full-time hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2023 - Present · 3 yrs 7 mos
Raymond James Financial Services, INC.Broker
February 2023 - Present · 3 yrs 7 mos
Previous Registrations
MML Investors Services, LLC
April 2021 - February 2023 · 1 yr 10 mos
MML Investors Services, LLCBroker
February 2020 - February 2023 · 3 yrs
State Registrations5 states
ARKSMDOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.