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Roger Kliminski

Global Investment Solutions, LLC
29 Years of Experience
Aliso Viejo, CA
1 Disclosure
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Roger Kliminski is a registered investment advisor at Global Investment Solutions, LLC, based in Aliso Viejo, CA, with 29 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 107 clients with $27M in assets under management.

Global Investment Solutions, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
107 clients
Average Client Portfolio
$248K average
Assets Under Management
$26.6M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee will not exceed 2.0% of assets managed and is billed quarterly in advance. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Aliso Viejo, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Global Investment Solutions, LLC
July 1997 - Present · 29 yrs 3 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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