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CFP
KK
CFP

Kevin Kellogg

Ameriprise Financial Services, LLC
41 Years of Experience
San Diego, CA
3 DisclosuresBroker
View SEC Summary
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Kevin Kellogg is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in San Diego, CA, with 41 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4655 Executive Dr Ste 300, San Diego, CA, 92121-3123

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2017
Settled
Customer Dispute
April 2011
Denied
Customer Dispute
March 2004
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2010 - Present · 16 yrs
Ameriprise Financial Services, LLC
October 2010 - Present · 16 yrs
Ameriprise Financial Services, LLC
October 2010 - Present · 16 yrs
Previous Registrations
Wells Fargo Investments, LLC
November 2007 - November 2010 · 3 yrs
Wells Fargo Investments, LLCBroker
November 2007 - November 2010 · 3 yrs
Banc of America Investment Services, INC.Broker
July 1999 - December 2007 · 8 yrs 5 mos
Banc of America Investment Services, INC.
May 1998 - December 2007 · 9 yrs 7 mos
Ba Investment Services, INC.Broker
July 1996 - July 1999 · 3 yrs
Wells Fargo Securities INC.Broker
April 1994 - July 1996 · 2 yrs 3 mos
Aragon Financial Services, INC.Broker
December 1993 - December 1994 · 1 yr
Grant Bettingen, INC.Broker
January 1993 - October 1993 · 9 mos
Spelman & CO., INC.Broker
April 1991 - June 1991 · 2 mos
Investors Brokerage Services, INC.Broker
September 1990 - April 1991 · 7 mos
Gaf Financial and Insurance ServicesBroker
February 1988 - May 1988 · 3 mos
Gaf Financial and Insurance ServicesBroker
January 1986 - August 1987 · 1 yr 7 mos
Pamco Securities and Insurance ServicesBroker
November 1985 - May 1988 · 2 yrs 6 mos
State Bond Sales CorporationBroker
August 1983 - December 1985 · 2 yrs 4 mos
Peterson, Diehl & Company, INC.Broker
August 1982 - July 1983 · 11 mos
American Growth Fund Sponsors, INC.Broker
December 1980 - April 1982 · 1 yr 4 mos
State Registrations26 states
AZCACODCFLHIIDILMAMEMIMNMSNCNVNYOHORSCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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