SK
SK

Sheila Keator

45 Years of Experience
Lenox, MA
Broker

Sheila Keator is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lenox, MA, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

218 Main Street, Lenox, MA, 01240

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Sheila is an associate/employee at Keator Group, LLC since 2005, working as an investment advisor with clients. This takes about a quarter to half of her time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2019 - Present · 6 yrs 7 mos
Raymond James Financial Services Advisors, INC
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
August 2010 - October 2019 · 9 yrs 2 mos
Wells Fargo Advisors Financial Network, LLC
September 2005 - December 2009 · 4 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2005 - October 2019 · 14 yrs 1 mo
Wachovia Securities, LLC
November 2000 - September 2005 · 4 yrs 10 mos
Wachovia Securities, LLCBroker
August 2000 - September 2005 · 5 yrs 1 mo
First Albany CorporationBroker
July 1988 - August 2000 · 12 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
December 1980 - August 1988 · 7 yrs 8 mos
State Registrations35 states
AKALAZCACOCTFLGAIAILINKYLAMAMDMEMIMONCNHNJNMNVNYOHOKORPARISCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.