Ashley Ting is a registered investment advisor, based in Greenwood Village, CO, with 6 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
May 2024 - Present · 2 yrs 2 mos
Empower Advisory Group, LLC
May 2024 - Present · 2 yrs 2 mos
Empower Financial Services, INC.Broker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Gwn Securities INC.
June 2021 - April 2024 · 2 yrs 10 mos
Gwn Securities INC.Broker
June 2021 - April 2024 · 2 yrs 10 mos
Equitable Advisors, LLC
May 2020 - June 2021 · 1 yr 1 mo
Equitable Advisors, LLCBroker
March 2020 - June 2021 · 1 yr 3 mos
State Registrations45 states
AKALARAZCACTDEGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.