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Clint Livingston

3 Years of Experience
Overland Park, KS
4 DisclosuresBroker

Clint Livingston is a registered investment advisor at Commonwealth Financial Network, based in Overland Park, KS, with 3 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3079 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.

Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.

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Location

7101 College Boulevard, Suite 880, Overland Park, KS, 66210

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2020
Final
Financial
April 2020
Final
Financial
February 2020
Final
Financial
December 2019
Final
Employment History
Current Registrations
Commonwealth Financial NetworkBroker
January 2024 - Present · 2 yrs 4 mos
Commonwealth Financial Network
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Edward Jones
November 2021 - May 2022 · 6 mos
Edward JonesBroker
November 2021 - May 2022 · 6 mos
Edward Jones
August 2020 - September 2021 · 1 yr 1 mo
Edward JonesBroker
June 2020 - September 2021 · 1 yr 3 mos
State Registrations1 state
KS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.