GL
GL

Graham Low

3 Years of Experience
Minnetonka, MN
1 DisclosureBroker

Graham Low is a registered investment advisor at Cetera Investment Advisers LLC, based in Minnetonka, MN, with 3 years of industry experience. Graham operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

10261 Yellow Circle Dr, Minnetonka, MN, 55330

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 2018
Final Disposition
Other Business Activities

Graham is an employee of Fortune Financial, operating under a DBA name. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
July 2023 - August 2023 · 1 mo
Securian Financial Services, INC.Broker
December 2022 - August 2023 · 8 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.