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Steven Mims

26 Years of Experience
Eugene, OR
BrokerSells Insurance

Steven Mims is a registered investment advisor at Cetera Investment Advisers LLC, based in Eugene, OR, with 26 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

450 Country Club Rd, Ste 330, Eugene, OR, 97401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven operates as a financial professional through Tidepool Wealth Strategies, dedicating about a quarter of his time to financial and insurance services. He also works as a freelance sports writer and teacher, dedicating minimal time to these activities.

Employment History
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - March 2026 · 2 yrs 9 mos
Cetera Advisor Networks LLC
May 2023 - June 2023 · 1 mo
Exams
No exam information available for this advisor.
Steven Mims - Financial Advisor | TrueAdvisor