Jon Connell is a CFP-designated registered investment advisor, based in Saratoga Springs, NY, with 6 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold.
Location
57 Phila Street, Floor 3, Saratoga Springs, NY, 12866
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jon is self-employed, maintaining a home rental property in Savannah, GA since 2016. He spends minimal time on this activity.
Employment History
Current Registrations
Newedge Advisors
Newedge Securities, LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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