DS
DS
David Steen
1 Year of Experience
Malvern, PA
7 DisclosuresBroker
David Steen is a registered investment advisor at Vanguard Advisers, INC., based in Malvern, PA, with 1 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 817,328 clients with $300B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2210 advisors
IM Fee
Planning only
Assets Under Management
$300.4B
Fee Structure
Vanguard Situational Advisor offers a one-time financial plan consultation for a fee:
- New Model: $250, potentially paid by the participant, the plan sponsor, or a combination of both.
- Legacy Model:
- $250 for participants with $50,000 to $500,000 in total Vanguard assets.
- $1,000 for participants with less than $50,000 in total Vanguard assets. Fee waivers are available for participants with over $500,000 in total Vanguard assets or who are over age 55.
One-Time Plan:$250 - $1,000
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Location
Malvern, PA
Get directionsHistory
Regulatory History (7)
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Financial
March 2024Pending
Financial
March 2024Final
Financial
February 2024Final
Financial
February 2024Final
Financial
November 2023Final
Financial
October 2023Pending
Financial
June 2023Final
Employment History
Current Registrations
Vanguard Advisers, INC.
October 2025 - Present · 7 mos
Vanguard Marketing CorporationBroker
September 2025 - Present · 8 mos
Vanguard Marketing Corporation
September 2025 - Present · 8 mos
Previous Registrations
Securian Financial Services, INC.
March 2022 - August 2022 · 5 mos
Securian Financial Services, INC.Broker
May 2021 - August 2022 · 1 yr 3 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.