Connor Gradin is a registered investment advisor, based in St Cloud, MN, with 2 years of industry experience.
Location
400 1st St S Ste 300, St Cloud, MN, 56301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Cetera Financial Specialists LLC
November 2024 - Present · 1 yr 6 mos
Cetera Financial Specialists LLCBroker
November 2024 - Present · 1 yr 6 mos
Cetera Wealth Services, LLC
September 2024 - Present · 1 yr 8 mos
Cetera Wealth Services, LLCBroker
September 2024 - Present · 1 yr 8 mos
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Cetera Investment Services LLCBroker
March 2023 - November 2024 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.