CD
CD

Christopher Dorff

5 Years of Experience
Southlake, TX
Broker

Christopher Dorff is a registered investment advisor at Cetera Investment Advisers LLC, based in Southlake, TX, with 5 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

541 Silicon Dr, Ste 101, Southlake, TX, 76092

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Christopher works as a wealth advisor at Farpointe Wealth Advisors, LLC, offering wealth management, retirement, and financial services. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2023 - Present · 2 yrs 8 mos
Cetera Financial Specialists LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - September 2023 · 3 mos
Cetera Advisor Networks LLCBroker
August 2022 - December 2023 · 1 yr 4 mos
Cetera Advisors LLCBroker
August 2022 - December 2023 · 1 yr 4 mos
Cetera Investment Services LLCBroker
August 2022 - December 2023 · 1 yr 4 mos
Cetera Advisor Networks LLC
August 2022 - June 2023 · 10 mos
First Allied Securities, INC.Broker
August 2022 - September 2022 · 1 mo
Lincoln Financial Advisors CorporationBroker
May 2021 - July 2022 · 1 yr 2 mos
Lincoln Financial Advisors Corporation
May 2021 - July 2022 · 1 yr 2 mos
Principal Securities, INC.
May 2020 - May 2021 · 1 yr
Principal Securities, INC.Broker
May 2020 - May 2021 · 1 yr
State Registrations17 states
AZCAFLGAIAILINLAMAMINJOHORPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.