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Courtney Shan
5 Years of Experience
Torrance, CA
1 DisclosureBroker
Courtney Shan is a registered investment advisor at Cetera Investment Advisers LLC, based in Torrance, CA, with 5 years of industry experience. Courtney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
23211 Hawthorne Blvd #108, Torrance, CA, 90505
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
March 2022Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2022 - Present · 4 yrs 1 mo
Cetera Investment Services LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2020 - April 2022 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2020 - April 2022 · 1 yr 8 mos
State Registrations13 states
CADCFLIAIDILNMNVNYTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.