Yiqun Li is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2024 - Present · 2 yrs 4 mos
Morgan StanleyBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2023 - December 2023 · 3 mos
J.P. Morgan Private Wealth Advisors LLC
February 2021 - December 2023 · 2 yrs 10 mos
First Republic Securities Company, LLCBroker
February 2021 - September 2023 · 2 yrs 7 mos
Mutual of Omaha Investor Services, INC.Broker
September 2020 - September 2020 · 0 mos
Mutual of Omaha Investor Services, INC.
July 2020 - September 2020 · 2 mos
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.