AH
AH

Andrew Harmer

42 Years of Experience
Brookhaven, PA
8 DisclosuresBroker

Andrew Harmer is a registered investment advisor at Wells Fargo Advisors, based in Brookhaven, PA, with 42 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

3611 Edgemont Ave, Brookhaven, PA, 19015

Get directions

History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2014
Customer Dispute
April 2013
Settled
Customer Dispute
March 2013
Denied
Customer Dispute
February 2013
Denied
Customer Dispute
February 2009
Denied
Customer Dispute
July 2008
Withdrawn
Customer Dispute
December 2002
Settled
Customer Dispute
November 1984
Award / Judgment
Other Business Activities

Andrew owns rental properties in Chester, PA since 1989. This investment-related activity takes about 10-20% of his time.

Employment History
Current Registrations
Wells Fargo Advisors
January 2004 - Present · 22 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
October 2000 - Present · 26 yrs
Wells Fargo Clearing Services, LLC
October 2000 - Present · 26 yrs
Previous Registrations
First Union Brokerage Services, INC.Broker
May 1998 - October 2000 · 2 yrs 5 mos
Liberty Securities CorporationBroker
July 1996 - May 1998 · 1 yr 10 mos
Independent Financial Securities, INC.Broker
April 1993 - July 1996 · 3 yrs 3 mos
Prudential-Bache Securities INC.Broker
April 1987 - February 1990 · 2 yrs 10 mos
Moseley Securities CorporationBroker
February 1981 - April 1987 · 6 yrs 2 mos
State Registrations18 states
AZCACODEFLGAMAMDNCNJNYOHOKPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.