CW
CW

Carl Woszczynski

5 Years of Experience
Scottsdale, AZ
Broker

Carl Woszczynski is a registered investment advisor, based in Scottsdale, AZ, with 5 years of industry experience.

Location

14321 N. Northsight Blvd., Scottsdale, AZ, 85260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carl is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.

Employment History
Current Registrations
Vanguard Marketing Corporation
June 2020 - Present · 5 yrs 11 mos
Vanguard Marketing CorporationBroker
June 2020 - Present · 5 yrs 11 mos
Vanguard Advisers, INC.
April 2020 - Present · 6 yrs 1 mo
State Registrations7 states
AZCACOFLINNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carl Woszczynski - Financial Advisor | TrueAdvisor