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Raul Rivas

43 Years of Experience
Greenwood Village, CO
Broker

Raul Rivas is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 43 years of industry experience. Raul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Advisory Group, LLC
April 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.Broker
May 2022 - Present · 4 yrs
Empower Financial Services, INC.
May 2022 - Present · 4 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
May 1998 - May 2022 · 24 yrs
Wells Fargo Clearing Services, LLCBroker
May 1998 - May 2022 · 24 yrs
Smith Barney INC.Broker
July 1993 - May 1998 · 4 yrs 10 mos
Lehman Brothers INC.Broker
April 1992 - July 1993 · 1 yr 3 mos
Eppler, Guerin & Turner, INC.Broker
February 1981 - November 1990 · 9 yrs 9 mos
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Raul Rivas - Financial Advisor | TrueAdvisor