John Swart
John Swart is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Oakton, VA, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Oakton, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a limited partner in SWART NW LLC and SWART SE LLC since 2013, entities that own property under long-term lease, requiring minimal time. He is also a limited partner in S & S Waples Mill, a commercial real estate LLC, and an owner of Highlands of Warrenton, LLC, which owns a Hampton Inn Hotel, and a co-owner of Rental Property 1, all requiring minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations19 states
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