John Coogan
John Coogan is a registered investment advisor at MML Investors Services, LLC, based in Amherst, NY, with 44 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
300 Corporate Pkwy, Suite 216N, Amherst, NY, 14226
Get directionsHistory
Regulatory History (5)
Customer Dispute
July 2002Customer Dispute
February 1994Customer Dispute
August 1992Employment Separation After Allegations
August 1990Customer Dispute
July 1990Other Business Activities
John is the Chairman of the finance/investment committee for Elmlawn Cemetery, a 501C3 organization, since January 2024. He dedicates minimal time per week to oversee the management of the investment accounts.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Otc Net IncorporatedBroker
First Jersey Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.