Dale Garnett is a registered investment advisor at Smi Advisors LLC, based in Bellevue, WA, with 38 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
In addition to the 2% management fee, a 20% performance-based incentive fee may be charged to qualified clients. Non-qualified accounts will be negotiated on a case by case basis but will only be charged a management fee based upon a percentage of assets. The managers SMI Advisors selects as sub-advisors may also be compensated through a combination of an asset-based fee plus a performance-based incentive fee.
Fee Estimator
Location
2018 156th Ave Ne, Bellevue, WA, 98007
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dale is a manager at Borealis Partners, CFO/CCO of SMI Capital Markets LLC, and involved with SMI Advisors LLC, Borealis Acquisitions LLC, and SMI Group LLC. These activities involve consulting, financial oversight, personal investing, and take about a quarter of Dale's time.
Employment History
Current Registrations
Smi Advisors LLC
Smi Capital Markets LLCBroker
Previous Registrations
Dream Street Securities, LLCBroker
Moody Capital Solutions, INCBroker
Independent Investment Bankers, CORP.Broker
Five Star Capital Advisors, LLC
Vantage Advisors, LLC
Crown Financial Advisors, LLC
Mvp American SecuritiesBroker
Quantum Research, INC.Broker
Cambria Capital, LLCBroker
Endeavor CapitalBroker
Willow Cove Investment Group, INC.Broker
United Capital Markets, INC.Broker
Trustcap Securities Group, INC.Broker
Stockton Equities GroupBroker
Foster Jeffries CO., INC.Broker
Churchill Steele, INC.Broker
Titan/value Equities Group, INC.Broker
Tri-Bradley InvestmentsBroker
Adams Securities, INC.Broker
West Coast Securities, LTD.Broker
First Eagle, INC.Broker
J. W. Gant & Associates, INC.Broker
Guildcor Financial, INC.Broker
Marshall Davis, INC.Broker
National Securities Network, INC.Broker
Nielson and Clark INC.Broker
Rocky Mountain Securities & Investments, INC.Broker
First Colorado Investments & Securities, INC.Broker
B. J. Leonard and Company, INC.Broker
J Daniel Bell & Company, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.