Thomas Waterway is a registered investment advisor at Private Advisor Group, LLC, based in Fishers, IN, with 5 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
10100 Lantern Road, Suite 200, Fishers, IN, 46037
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas operates his LPL business under the DBA Lantern Global Advisors LLC and spends full-time on it. He also provides investment advisory services through Private Advisor Group, LLC, dedicating full-time hours to this activity as well.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
State Registrations1 state
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