Thomas Dohogne is a registered investment advisor, based in Scottsdale, AZ, with 5 years of industry experience.
Location
14321 North Northsight Blvd, Scottsdale, AZ, 85260
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
August 2021 - Present · 4 yrs 9 mos
Vanguard Advisers, INC.
August 2021 - Present · 4 yrs 9 mos
Vanguard Marketing Corporation
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Equitable Advisors, LLC
September 2020 - August 2021 · 11 mos
Equitable Advisors, LLCBroker
September 2020 - August 2021 · 11 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.