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Brian Spencer

Corecap Advisors
5 Years of Experience
Cornelius, NC
BrokerSells Insurance
View SEC Summary
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Brian Spencer is a registered investment advisor at Corecap Advisors, based in Cornelius, NC, with 5 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 9,677 clients with $4B in assets under management.

Corecap Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
9,677 clients
Average Client Portfolio
$412K average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Annual fees range between 0.5% and 3.00% of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

19109 W. Catawba Ave, Suite 213, Cornelius, NC, 28031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is a Director of Credit, Board Member, and President at Furniture Manufacturers Credit Association dba Hooker Furniture Company, dedicating about a quarter of his time. He is also an Associate Marketing Director at Capital Choice Financial Services, selling life insurance and annuities for about 10-20% of his time, and a Dave Ramsey Preferred Coach at Aloft Financial, spending a few hours per week on financial coaching.

Employment History
Current Registrations
Corecap Advisors
January 2021 - Present · 5 yrs 9 mos
Corecap Investments, LLCBroker
May 2020 - Present · 6 yrs 5 mos
State Registrations8 states
FLNCNYOHPASCVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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