Seth Surface
Seth Surface is a registered investment advisor at North Fork Financial, LLC, based in Hutchinson, KS, with 5 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 136 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
North Fork Financial offers asset management services where they create and manage a portfolio for you. The annual fee is either 1.10% or 0.55% of the value of your account, and all fees are negotiable. The fee is calculated monthly based on the average daily value of your account.
Location
16 W. 4th Ave., Suite A, Hutchinson, KS, 67501
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Seth sells life, disability, long-term care, and annuity insurance products, dedicating about half of his time to this activity. He also officiates high school football games, spending a few hours per week on this from September to October.
Employment History
Current Registrations
North Fork Financial, LLC
Previous Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.