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Bert Goldberg

Lifemark Securities CORP.
45 Years of Experience
Chandler, AZ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Bert Goldberg is a registered investment advisor at Lifemark Securities CORP., based in Chandler, AZ, with 45 years of industry experience. Bert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,053 clients with $420M in assets under management.

Lifemark Securities CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
1,053 clients
Average Client Portfolio
$404K average
Assets Under Management
$424.9M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Representative fees generally range from 0.35% to 0.5% based on asset level, up to a maximum of 2.0%. Total client fees may exceed 2.0% depending on program selection and third-party manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Chandler, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bert is a self-employed independent insurance agent since 1972, selling life, disability, health insurance, and fixed annuities. He dedicates about 10-20% of his time to this business, including 10 hours per month during securities trading hours.

Employment History
Current Registrations
Lifemark Securities CORP.
April 2024 - Present · 2 yrs 6 mos
Lifemark Securities CORP.Broker
January 2007 - Present · 19 yrs 9 mos
Previous Registrations
Brookstone Securities, INC.Broker
January 2007 - January 2007 · 0 mos
Aig Financial Advisors, INC.Broker
October 2005 - January 2007 · 1 yr 3 mos
Sunamerica Securities, INC.Broker
January 2004 - October 2005 · 1 yr 9 mos
Veravest Investments, INC.Broker
May 2002 - December 2003 · 1 yr 7 mos
Veravest Investment Advisors, INC.
February 1995 - December 2003 · 8 yrs 10 mos
Allmerica Investments, INC.Broker
March 1981 - May 2002 · 21 yrs 2 mos
State Registrations4 states
AZCAMATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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