Carter Klaas
Carter Klaas is a registered investment advisor at Rosemeyer Management Group, based in Platteville, WI, with 5 years of industry experience. Carter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,166 clients with $910M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RMG Wealth Management charges a percentage of your portfolio's value each year for investment management. The exact fee is negotiable and will be specified in your agreement. The annual fee can be up to 1.50%. This fee is deducted from your account by the custodian. You'll also pay brokerage expenses and other fees charged by the custodian and any mutual funds you invest in.
Location
1290 E Mineral St., Platteville, WI, 53818
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carter is a community partnerships intern at UW Credit Union and an agent/broker at North Star Consultants and North Star Brokerage Group, offering group/employee benefits and fixed insurance (excluding annuities). Carter is also a contributing author to a financial planning book, primarily as a marketing tool.
Employment History
Current Registrations
Rosemeyer Management Group
Previous Registrations
Securian Financial Services, INC.
Cri Securities, LLC
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.