Matthew Harter is a registered investment advisor, based in Malvern, PA, with 5 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Matthew maintains Virginia life and health insurance licenses, but is only maintaining the licenses and not actively selling insurance products. This activity requires minimal time.
Employment History
Current Registrations
Vanguard Marketing Corporation
February 2023 - Present · 3 yrs 3 mos
Vanguard Advisers, INC.
February 2023 - Present · 3 yrs 3 mos
Vanguard Marketing CorporationBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Private Advisor Group, LLC
July 2021 - January 2023 · 1 yr 6 mos
LPL Financial LLCBroker
October 2020 - January 2023 · 2 yrs 3 mos
State Registrations3 states
PATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.