Nicholas Riordan
Nicholas Riordan is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Cincinnati, OH, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
312 Walnut St, Pbig - Cincinnati, Cincinnati, OH, 45202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas works full-time as a Registered Representative at Touchstone Securities and as Vice President of Investor Relations at Fort Washington Investment Advisors. He also serves on the boards of the American Diabetes Association, Cancer Family Care, the CFA Society Cincinnati, and The School for Creative & Performing Arts, dedicating minimal time to each.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Fort Washington Investment Advisors INC
Touchstone Securities, INC.Broker
State Registrations46 states
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