PT
CFP
PT
CFP

Parker Lee Thompson

4 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

102 S. 200 E., Suite 100, Salt Lake City, UT, 84111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Parker is the owner and manager of PT Management & Holdings, which involves rental real estate and property management since December 2023. Parker spends minimal time on this activity.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
June 2024 - Present · 1 yr 8 mos
Smedley Financial Services INC
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
Securities America, INC.Broker
April 2022 - June 2024 · 2 yrs 2 mos
Equitable Advisors, LLCBroker
December 2020 - March 2021 · 3 mos
Fidelity Brokerage Services LLCBroker
September 2020 - November 2020 · 2 mos
State Registrations1 state
UT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Parker Lee Thompson - Financial Advisor | TrueAdvisor